3rd FinSA-Symposium of the UPRP Financial Market Regulation of the University of Zurich

3rd FinSA-Symposium of the UPRP Financial Market Regulation of the University of Zurich

09.11.2016 – Today, our partner Stefan Simon lectures on selected aspects of the documentation of structured products de lege lata and de lege ferrenda at the 3rd FinSA-Symposium of the University Priority Research Program (UPRP) Financial Market Regulation at the University of Zurich entitled “FinSA – Distribution and Products”. As a practitioner with many years of hands-on experience in this field, Stefan Simon will in the first part of his speech provide the participants an overview of the current prospectus requirements for the distribution of structured products as well as their listing and admission to trading at the SIX Swiss Exchange. In the second part of his lecture, he provides an outlook on the new regulatory rules that will govern the contents, approval and publication of a prospectus and the so-called basic information document required for the offering of structured products under the future Financial Services Act (FinSA), which is expected to be debated in the Swiss parliament in December this year.

Download:  Invitation and ProgrammePresentation (in German only)